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1、Unit Nine,Claims and Arbitrations,Correspondence I,Re: Claim on Tea We are holders of Policy No. 54321 issued by your agents on 1,000 cases of tea valued at Stg. 25,500. The ship encountered heavy weather, and 252 cases were damaged by sea water. We are enclosing the certificate of survey, also the
2、Policy, which is against F.P.A. Your prompt attention is appreciated.,We are holders of Policy No. 54321 issued by your agents on 1,000 cases of tea valued at Stg. 25,500. 我公司为第54321号保单的持有者。该保单1000箱价值25,500英镑茶叶,由贵方代理商签发。 The ship encountered heavy weather, and 252 cases were damaged by sea water. 货船
3、遇到了恶劣天气,252箱茶叶被海水损坏。 We are enclosing the certificate of survey, also the Policy, which is against F.P.A. 现随函附上检验报告及保平安险的保单各一份。 Your prompt attention is appreciated. 贵方如能迅速办理,将不胜感激。,Correspondence II Re: Claim on Table Clothes per S.S. “Taching” Under Policy No. SH/ZX 10897 We sent you a preliminary
4、 notice of the captioned claim on August 17, 2001, and hereby file a detailed claim for $ 1,700.00 Please acknowledge receipt of this letter and settle the claim as soon as possible. Sincerely, Encls. : Statement of Claim Certificate of Insurance Invoice Survey Report Packing List Letter of Carrier(
5、Copy),Re: Claim on Table Clothes per S.S. “Taching” Under Policy No. SH/ZX 10897 事由:有关(对)第SH/ZX10897号保单项下由“Taching”号轮运送的台布的索赔 We sent you a preliminary notice of the captioned claim on August 17, 2001, and hereby file a detailed claim for $ 1,700.00 我方已于2001年8月17日向贵方寄去一份标题所示索赔的初步通知,现提出价值1700美元的具体索赔。
6、,file (lodge) a claim with (against) sb.向某人提出索赔 We need a few facts about the claim you recently filed with us. 关于贵方最近向我方提出的索赔,请提供一些情况。 This fault of yours caused our clients to file complaints against us. 贵方这一错误已引起我方客户向我方提出责难。,Please acknowledge receipt of this letter and settle the claim as soon a
7、s possible. 收到此函时,请告知我方并尽快办理索赔事宜。,acknowledge v. 告知收到 Please acknowledge this cheque as soon as you receive it. 收到该支票后,请立即告知。 We send you by separate mail a copy of Certificate of Quality No. 123, please acknowledge receipt. 现另邮寄去第123号品质证明书副本一份,请确认收到。,Encls. : 附件: Statement of Claim 索赔说明书 Certificat
8、e of Insurance 保险证书 Invoice 发票 Survey Report 调查报告 Packing List 包装单 Letter of Carrier ( Copy ) 承运人信函(副本),STATEMENT OF CLAIM 索赔说明书 Vessel: Taching 船名: Voyage: Shanghai/New York 运输路线:上海至纽约 Date of Arrival: August 15, 2001 抵达日期:2001年8月15日 Shipper: China Ocean Shipping Company 承运人:中国远洋运输公司,Commodity: 150
9、 cartons of Table Cloths 品名:150箱台布 Invoice: SH-251, valued at $ 25,000.00 发票:SH251号,价值25,000美元 Insurance Certificate: SH/ZX 10897, covering All Risks 保险证书:SH/ZX10897号,投保综合险 Insurance Amount: $30,677.00 投保金额:3,0677美元 Nature of Claim: Sea Water Damage, Nondelivery 索赔原因:海水损坏,不能交货,(3) Dear: Re: Claim on
10、 Sewing Machines The captioned goods you shipped per S.S. “Yellow River” on May 14 arrived here yesterday. On examination, we have found that many of the sewing machines are severely damaged, though the cases themselves show no trace of damage. Considering this damage was due to the rough handling b
11、y the steamship company, we claimed on them for recovery of the loss; but an investigation made by the surveyor has revealed the fact that the damage is attributable to improper packing. For further particulars, we refer you to the surveyors report enclosed. We are therefore, compelled to claim on y
12、ou to compensate us for the loss, $27,500, which we have sustained by the damage to the goods. We trust that you will be kind enough to accept this claim and deduct the sum claimed the amount of you next invoice to us. Sincerely,The captioned goods you shipped per S.S. “Yellow River” on May 14 arriv
13、ed here yesterday. 贵方5月14日通过“黄河”号轮运送的标题所示货物于昨日抵达本地。,On examination, we have found that many of the sewing machines are severely damaged, though the cases themselves show no trace of damage. 在检查时,我方发现许多缝纫机损坏严重,可是货箱本身没有损坏的痕迹。,Considering this damage was due to the rough handling by the steamship compa
14、ny, we claimed on them for recovery of the loss; 考虑到损坏是由于船运公司的野蛮装卸所致,所以为了补偿损失,我方向船运公司提出索赔; but an investigation made by the surveyor has revealed the fact that the damage is attributable to improper packing. 但一份由检验人出具的调查报告揭示了这样的事实,即损坏是由于不恰当的包装所致。 For further particulars, we refer you to the surveyor
15、s report enclosed. 详情请见随函附上的检验人报告。,claim on向提出索赔 We claimed on the shipping company for the recovery of the loss. 我方向船运公司提出了索赔以弥补损失。 Would you please return the broken items so that we can claim from our insurance company. 请退回破损的货品以便我方能向保险公司索赔。,be attributable to 因于 The accident is attributable to t
16、he effects of the wet weather during the long sea voyage. 事故归咎于长期海洋航程中潮湿天气的作用。,refer sb. to sth.请某人查阅某事 We refer you to our letter of March 15. 请参阅我方3月15日去函。 We refer you to your insurance company for recovery of this fee. 请与贵方保险公司商洽,要求赔偿这笔费用。,We are therefore, compelled to claim on you to compensat
17、e us for the loss, $27,500, which we have sustained by the damage to the goods. 因此,我方被迫向贵方提出索赔,来补偿我方由于货物受损而遭受的27500美元损失。,compensate sb. for sth. 为赔偿某人 Many factories compensate their workers if they are hurt at work. 对工人工伤,许多工厂都抚恤赔偿。 The insurance company will undertake to compensate you for the los
18、ses according to the risks covered. 保险公司将按照投保险别负责赔偿损失。,compensate for赔偿,补偿 Your prices are slightly higher than we had expected but as the quality was also higher than we had expected, then the one thing compensates for the other. 贵方价格比我方预料的要高一点,不过质量也比我方预料的要好,因此失之一方由另一方得到补偿。,sustain v. 遭受 We demand
19、a compensation for the loss we have thus sustained. 我方要求贵方赔偿我方由此而遭受的损失。 The sellers shall be fully responsible for the dead freight, demurrage and all other losses thus sustained. 对于空舱费、滞期费以及由此而遭受的一切其他损失,卖方应完全负责 是指租船人向船东或租船经纪人在租船人所装载货物少于租约约定时支付的赔偿金数额。空舱费通常按全运费率支付,但如果运输费包括装卸费,则要减去装卸费。 在租船合同中,当船舶装货或卸货
20、延期超过装卸货时间时,由租船人向船东所支付的约定款项。,sustain v. 证实,证明 Our products have long enjoyed a reputation for fine workmanship, and the present shipment will be found to sustain our claim. 我方产品工艺精良,久享盛誉,这批到货即可证明我方所言正确。,We trust that you will be kind enough to accept this claim and deduct the sum claimed from the amo
21、unt of you next invoice to us. 我方相信贵方会接受这一索赔并把索赔的款项从贵方下次寄来的发票金额中扣除。,deductfrom(an amount)从中扣除 In your copy invoice No. 100 to our customers, we notice that you have deducted our commission of 3% from the value of the shipment. 从贵方给我方客户的100号发票副本中,得知贵方已将我方佣金3%自货价中扣除。,(4) Dear: We have received your le
22、tter of 15th July, informing us that the sewing machines we shipped to you arrived damaged on account of imperfectness of our packing. Upon receipt of your letter, we have given this matter our immediate attention. We have studied your surveyors report very carefully. We are convinced that the prese
23、nt damage was due to extraordinary circumstances under which they are transported to you. We are therefore not responsible for the damage; but as we do not think that it would be fair to have you bear the loss alone, we suggest that the loss be divided between both of us, to which we hope you will a
24、gree. Sincerely,We have received your letter of 15th July, informing us that the sewing machines we shipped to you arrived damaged on account of imperfectness of our packing. 贵方7月15日来函已收到。从中得知我方运给贵方的缝纫机抵达时已损坏,原因是由于我方包装不理想。,on account of 由于,因为 We have to cancel the order on account of your failure to
25、 ship the goods within the specific time. 由于贵方未曾在规定期限内装货,我方不得不撤销定单。,Upon receipt of your letter, we have given this matter our immediate attention. We have studied your surveyors report very carefully. 一收到此函,我方立即处理此事,仔细地研究了贵方检验人的报告。,We are convinced that the present damage was due to extraordinary c
26、ircumstances under which they are transported to you. 我方确信目前这种损坏是由于货物在运往贵方途中所处的异常环境所致。 We are therefore not responsible for the damage; 因此,我方对此次损坏不负责任; but as we do not think that it would be fair to have you bear the loss alone, we suggest that the loss be divided between both of us, to which we ho
27、pe you will agree. 但由于我方认为单由贵方承担损失有失公平,建议损失由贵我双方平摊,希望贵方能够同意。,be convinced 相信 We are convinced of the commercial integrity of the supplier. 我方相信该供应商的商业信誉。 We are convinced that we are offering you machines which cannot be obtained elsewhere at the price. 我方相信,我方现在报盘的机器,从别处用同样的价格是买不来的。,Take the letter
28、s as samples to analyze and illustrate the structure of letters on claim. 1.写明已经收到所订货物,并注明该货物是通过哪条船装运,于何时抵达的。 2.写明索赔的原因。 3.提出索赔的要求,希望对方能够接受。,Sentence Patterns I. Make complaints 1.to make (lodge, lay, file) a complaint with a department about sth.因某事向某部门抱怨 The customers made complaints about the qua
29、lity of the radios supplied by you. The importer has filed a complaint with our Corporation about poor packing of the goods.,2. to complain to sb.of (about) sth.向某人抱怨 We have to complain to you about the delay in shipment which has caused us much trouble. The buyers complain to the sellers of the br
30、eakage of the goods. 3. to be of the quality是的质量 We regret to complain that your consignment of cotton piece goods shipped by M.V. “Taching” is not of the quality and color of the sample piece.,4. to be not up to达不到 We are sorry to learn that the quality of your shipment is not up to the agreed spec
31、ifications. Your goods are not up to the standards commonly accepted. 5. to correspond with (to be in conformity with)与一致 On examination we find that the consignment does not correspond with the original example.,6. to be short by短少 On opening the container we found that the goods were short by 20 c
32、ases and we hope you will do your utmost to remedy it. 7. to be (found) short weight by短重 Your shipment of our Order No. 630 has been found short weight by 220 kilos. 8. to findmissing发现丢失 Much to our regret, after inspection of the consignment we found Art. No. A63 missing.,9. to be damaged被损坏 On o
33、pening the cases we found that 25 sets of video recorders had been damaged by sea-water, and seem to be a complete write-off(报废).,II. Lodging claims 1. to lodge (file, make, raise, submit, register, put forward, place) a claim提出索赔 We have to lodge a claim against you on this shipment for $2,100 on a
34、ccount of short weight. On the basis of the Survey Report from the Commodity Inspection Bureau, we hereby register our claim with you against this cargo in respect of quality. Claim for perishable goods (易损、易腐物品)are to be put forward immediately after arrival of the goods at destination.,2. to claim
35、for为提出索赔 We cannot but claim on you for the recovery of the loss. We reserve the right to claim compensation from you for any damage. 3. to ask sb.to ship (dispatch) replacement (or: to ask for replacement)要求某人发运或更换货物 As you see in our survey report stating 50 TV sets severely damaged, we ask you to
36、 ship the replacement for the broken goods as soon as possible. We ask for replacement by the correct number in the nearest future.,4. to ask for (demand) compensation要求赔偿 In order to settle the problem, we ask for compensation for the loss we suffered. We have to demand a compensation from you for
37、the sum indicated above.,III. Acceptance of claims 1. to accept (entertain) a claim接受索赔 We are sorry to learn of your complaints about the quality of the goods and are prepared to accept your claim. 2. in settlement of解决 On going into the matter we find that a mistake was indeed made in the packing
38、through a confusion of numbers, and we have arranged for the replacement goods to be dispatched to you at once in settlement of your claim. Though we find no difference between the shipping sample and the original sample in our hands, we will meet you half way by offering a discount of 10% in settle
39、ment of the dispute.,3. to be liable for 对负责 According to the contract stipulations, we are not liable for the damage. But in view of our long business relation with you, we agree to the extra 2% discount on this occasion.,IV. Rejection of claims 1. to be without foundation没有根据 We regret we cannot e
40、ntertain your claim, which is without any foundation. 2. to refer sth.to sb.提交某人处理某事 As the goods have been insured, you may refer the matter to the insurance company or their agents at your end. As the shipping company is liable for the damage, your claim, in our opinion, should be referred to them
41、 for settlement.,3. to repudiate ones liability for sth.拒绝对某事负责 We must repudiate our liability for the claim on account of lack of evidence. 4. to be normal是正常的 Such color deviation existing between the products and the samples is normal and permissible, therefore, the claim for compensation is una
42、cceptable. 5. to settle by arbitration通过仲裁来解决 This is the maximum concession we can afford. Should you not agree to accept our proposal, we would like to settle by arbitration.,Contents,1.Brief introduction 2.Claims and arbitrations 3.Useful words & expressions 4.Basic Expressions 5.Substitution Dri
43、lls 6.Writing strategies 7.Practice 8. Summary 9.Assignment,1.Brief introduction,In international business, claims do not happen in every transaction but often occur. Sometimes when the loss is not serious, the party suffered the loss may not lodge a claim for compensation. Instead he writes a compl
44、aint to call the other partys attention to avoiding this matter happening again. Claims are usually raised by buyers for great loss, for example: loss caused by non-delivery or delay of delivery, short weight or shortage of quantity, inferior quality and improper packing, breach of contract, etc. Ho
45、wever, sellers may also raise claims against buyer for non-establishment of L/C or breach of contract.,1.Brief introduction,在执行合同的过程中,签约双方都应该严格履行合同义务。任何一方如果不能严格履行,就会给另一方带来麻烦。在这种情况下,受损失的一方有权根据合同规定要求责任方赔偿损失或采取其他补救措施。受损失的一方采取的这种行动称之为“索赔”,而责任方就受损失一方提出的要求进行处理,叫做“理赔”。 在业务中常见的是买方向卖方提出索赔,如卖方拒不交货、逾期装运、数量短缺、货
46、物的品质规格与合同不符、错发错运、包装不妥、随船单证不全或漏填错发等致使买方遭受损失时,买方可向卖方提出索赔。但是在某些情况下,卖方也向买方提出索赔要求,如买方拒开或迟开信用证、不按时派船、无理毁约等致使卖方遭受损失时,卖方也会向买方提出索赔。,2.Claims and Arbitrations,9.3.1 Claims In international trade, when the seller fails to deliver his goods, or the buyer fails to fulfill his payment obligation,or the two partie
47、s have different understandings, or one of the parties intentionally creates disputes, the party which sustains the loss will lodge a claim. When you make a claim to the other party, you must notice the object of claim including shipper, carrier and insurance company, and at the same time,you must n
48、otice the cause of claim, amount of claim and validity of claim. which are connected with many factors, such as, kinds of goods and characteristic of goods and so on. Claim must be accompanied by claim list, invoice, packing list, insurance policy, survey reports of recognized public surveyors agree
49、d to by the sellers and so on. If both parties couldnt arrive at a concerted opinion and result in a dispute, they would settle their dispute by an appropriate approach.,2.Claims and Arbitrations,9.3.2 Arbitrations Similar to domestic trade, disputes are inevitable in international trade; there are a number of 4 alternative ways to settle a dispute in international transactions, including conciliation, mediation, arbitration , and litigation. In addition to amicable settlement and conciliation, ar
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