ANSI-X9.101-2003.pdf
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1、 ASC X9, Inc. 2003 All rights reserved American National Standard for Financial Services X9.101-2003 Identical to ISO 6166-2001 Securities and related financial instruments International securities identification numbering system (ISIN) Accredited Standards Committee X9, Incorporated Financial Indus
2、try Standards Date Approved: 12/17/2003 American National Standards Institute Copyright American National Standards Institute Provided by IHS under license with ANSI Licensee=USN Ship Repair Facility Yokosuka/9961031100 Not for Resale, 05/09/2007 00:05:58 MDTNo reproduction or networking permitted w
3、ithout license from IHS -,-,- ANS X9.101:2003 Identical to ISO 6166:2001(E) ii ASC X9, Inc. 2003 All rights reserved Copyright American National Standards Institute Provided by IHS under license with ANSI Licensee=USN Ship Repair Facility Yokosuka/9961031100 Not for Resale, 05/09/2007 00:05:58 MDTNo
4、 reproduction or networking permitted without license from IHS -,-,- ANS X9.101:2003 Identical to ISO 6166:2001(E) ASC X9, Inc. 2003 All rights reserved iii Contents Page Foreword .iv Introduction.iv 1 Scope.1 2 Normative references .1 3 Term and definition.1 4 Principles.1 5 ISIN allocation.2 5.1 C
5、ountries where a numbering agency exists .2 5.2 Countries where no numbering agency exists.2 5.3 Existing ISINs and existing securities without ISINs .2 5.4 Application for ISIN.2 5.5 Exchange of information2 6 Registration authority.2 7 Information and enquiries3 Annex A (normative) Formula for com
6、puting modulus 10 “Double-Add-Double“ check digit.4 Annex B (normative) Competence of numbering agencies6 Annex C (normative) Minimum information.9 Annex D (informative) Examples.10 Copyright American National Standards Institute Provided by IHS under license with ANSI Licensee=USN Ship Repair Facil
7、ity Yokosuka/9961031100 Not for Resale, 05/09/2007 00:05:58 MDTNo reproduction or networking permitted without license from IHS -,-,- ANS X9.101:2003 Identical to ISO 6166:2001(E) iv ASC X9, Inc. 2003 All rights reserved Foreword Approval of an American National Standard requires verification by ANS
8、I that the requirements for due process, consensus, and other criteria for approval have been met by the standards developer. Consensus is established when, in the judgment of the ANSI Board of Standards Review, substantial agreement has been reached by directly and materially affected interests. Su
9、bstantial agreement means much more than a simple majority, but not necessarily unanimity. Consensus requires that all views and objections be considered, and that a concerted effort be made toward their resolution. The use of American National Standards is completely voluntary; their existence does
10、 not in any respect preclude anyone, whether he has approved the standards or not from manufacturing, marketing, purchasing, or using products, processes, or procedures not conforming to the standards. The American National Standards Institute does not develop standards and will in no circumstances
11、give an interpretation of any American National Standard. Moreover, no person shall have the right or authority to issue an interpretation of an American National Standard in the name of the American National Standards Institute. Requests for interpretation should be addressed to the secretariat or
12、sponsor whose name appears on the title page of this standard. CAUTION NOTICE: This American National Standard may be revised or withdrawn at any time. The procedures of the American National Standards Institute require that action be taken to reaffirm, revise, or withdraw this standard no later tha
13、n five years from the date of approval. Published by: Accredited Standards Committee X9, Incorporated Financial Industry Standards P.O. Box 4035 Annapolis, MD 21403 USA X9 Online http:/www.x9.org Copyright 2003 ASC X9, Inc. All rights reserved. No part of this publication may be reproduced in any fo
14、rm, in an electronic retrieval system or otherwise, without prior written permission of the publisher. Published in the United States of America. Copyright American National Standards Institute Provided by IHS under license with ANSI Licensee=USN Ship Repair Facility Yokosuka/9961031100 Not for Resa
15、le, 05/09/2007 00:05:58 MDTNo reproduction or networking permitted without license from IHS -,-,- ANS X9.101:2003 Identical to ISO 6166:2001(E) ASC X9, Inc. 2003 All rights reserved v Introduction With the rapid expansion of international securities business, there is a need for a universally applic
16、able international securities identification number (ISIN). No worldwide numbering system existed at the time of the publication of the first edition of this International Standard. Countries with highly developed securities business identify issues of securities by means of code numbers, which are
17、without any significance outside the country concerned. Securities of the same issue, in other words, are identified by means of different numbers in the country where they are physically held and/or booked. As a result, the national numbers cannot be applied in cross-border transactions. Because of
18、 its strong rationalization effect, an internationally applicable numbering system substantially facilitates and supports international securities business. Such a system is provided by this International Standard. In preparing this International Standard, care has been taken to conserve the nationa
19、l systems to the maximum possible extent, not only because of the good routine and valuable experience collected in this field, but also to facilitate the adoption of the system. Moreover, it is aimed at creating a system which is easy to apply internationally and at establishing an information netw
20、ork which ensures that the required information can be obtained worldwide immediately. Copyright American National Standards Institute Provided by IHS under license with ANSI Licensee=USN Ship Repair Facility Yokosuka/9961031100 Not for Resale, 05/09/2007 00:05:58 MDTNo reproduction or networking pe
21、rmitted without license from IHS -,-,- Copyright American National Standards Institute Provided by IHS under license with ANSI Licensee=USN Ship Repair Facility Yokosuka/9961031100 Not for Resale, 05/09/2007 00:05:58 MDTNo reproduction or networking permitted without license from IHS -,-,- ANS X9.10
22、1:2003 Identical to ISO 6166:2001(E) ASC X9, Inc. 2003 All rights reserved 1 Securities and related financial instruments International securities identification numbering system (ISIN) 1 Scope This International Standard provides a uniform structure for international securities identification numbe
23、rs (ISINs). It is intended for use in any application in the trading and administration of securities and other financial instruments. 2 Normative references The following normative documents contain provisions which, through reference in this text, constitute provisions of this International Standa
24、rd. For dated references, subsequent amendments to, or revisions of, any of these publications do not apply. However, parties to agreements based on this International Standard are encouraged to investigate the possibility of applying the most recent editions of the normative documents indicated bel
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