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1、? ? INTERNATIONAL ELECTROTECHNICAL COMMISSION Sixth edition 2002-10 ? ? ? Reference number QC 001001:2002 ? ? INTERNATIONAL ELECTROTECHNICAL COMMISSION Sixth edition 2002-10 ? ? ? Commission Electrotechnique Internationale International Electrotechnical Commission ? IEC 2002 Droits de reproduction r
2、servs ? Copyright - all rights reserved No part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from the publisher. International Electrotechnical Commission3, rue de Varemb,
3、Geneva, Switzerland Telefax: +41 22 919 0300e-mail: inmailiec.ch IEC web site http: /www.iec.ch QC 001001 ? IEC: 2002-2- ? Foreword 3 1 Title .4 2 Object4 3 Field of application.4 4 Governing documents .4 5 Means of attainment5 6 National organization.6 7International organization 7 8 Officers and a
4、dministration7 9 Report to the Conformity Assessment Board.8 10 Requirements for participation.8 11 Legal provisions.9 12 Standards and specifications.10 13 Quality assessment .10 14 Voting11 15 Termination of participation .12 16 Finance12 17 Amendments to the Basic Rules13 18 Dissolution of the Sy
5、stem13 Annex A (normative) Terms and definitions14 Annex B (informative) Index to terms17 Annex C (normative) Guide on reciprocity 19 QC 001001 ? IEC: 2002-3- INTERNATIONAL ELECTROTECHNICAL COMMISSION _ ? ? ? FOREWORD This publication has been prepared by the Certification Management Committee (CMC)
6、 of the IECQ and approved by the Conformity Assessment Board. It cancels and replaces QC 001001, Fifth edition, 2002. Changes from the fifth edition concern clause 10, Requirements for participation, which now permits any organization to apply to participate in the System. Annexes A and C to this pu
7、blication are normative. Annex B is informative. The text of this publication is based on the following documents: DocumentReport on Voting CAB/371/DVCAB/373/RV Full information on the voting for the approval of this publication is contained in the reports on voting indicated in the above table. _ -
8、,-,- QC 001001 ? IEC: 2002-4- ? ? ? ? The title of the System is “IEC Quality Assessment System for Electronic Components“, hereinafter referred to as “the System“. The abbreviated title is “IECQ”. ? !? Taking into account the object of the International Electrotechnical Commission (IEC) as given in
9、 Article 2 of the Statutes, the particular object of the System, operated in conformity with the Statutes and under the authority of the IEC, is to facilitate international trade in electronic components of assessed quality, in accordance with the principle of reciprocity*. The object is achieved by
10、 the definition and implementation of quality assessment procedures in such a manner that components, released as conforming with the requirements of an applicable specification, are acceptable to all participants. In this System an applicable standard or specification denotes a standard or specific
11、ation which is in accordance with clause 12. This System provides procedures for the quality assessment of components but does not necessarily give assurance of compliance with safety requirements of equipment using those components. “#?$? The System is applicable to all electronic components, solar
12、 photovoltaic home systems, and related materials and processes for which quality assessment is required in specifications approved for use in the System. % b) the Rules of Procedure of the IEC and the ISO/IEC Directives, unless otherwise specified; NOTE The Certification Management Committee recogn
13、izes that the IEC technical committees, upon which it depends for IEC specifications, are governed in all their work by the Rules of Procedure of the IEC and the ISO/IEC Directives. c) ISO 9000 series on quality management systems; d) ISO 10011, Guidelines for auditing quality systems; e) ISO/IEC 17
14、025, General requirements for the competence of testing and calibration laboratories. f) relevant ISO/IEC Guides; _ * See annex C -,-,- QC 001001 ? IEC: 2002-5- g) the Basic Rules which define the principles of the System and which are approved by the Conformity Assessment Board (CAB); h) the Rules
15、of Procedure which define the working procedures of the System at both the international and national levels. The Rules of Procedure are decided upon and amended by the Certification Management Committee (CMC), in accordance with the voting procedure described in 14.2, in agreement with the Inspecto
16、rate Co-ordination Committee (ICC) on matters which concern the latter. They shall not be in conflict with the documents referred to in a) and f). Amendments to the Rules of Procedure for the System shall be reported to the CAB; i) documents prepared by the ICC on procedures to ensure the uniform ap
17、plication of the Rules of the System and equivalence of national procedures, which shall be approved in accordance with the voting procedure described in 14.2 and shall become part of the Rules of Procedure. )*? The object of the System is attained by a) the creation of suitable international and na
18、tional bodies for the management and co-ordination of the System, b) the promotion of the preparation and of the use of IEC standards which contain requirements necessary for the operation of the System, and c) the preparation and implementation of Rules of Procedure for the System which govern the
19、following: 1) the responsibilities, policies and organization of the CMC; 2) the responsibilities, policies and organization of the ICC; 3) the responsibilities of Certification Bodies (CBs), National Authorized Institutions(NAIs) and National Management Institutions (NMIs); 4) the accreditation of
20、Supervising Inspectorates (SIs); 5) the accreditation of independent testing laboratories; 6) the approval of manufacturers, including their testing laboratories; 7) the approval of distributors as regards their ability to supply components of assessed quality according to the System; 8) the approva
21、l of specialist contractors; 9) the approval of related materials and processes; 10) the detailed procedures for the quality assessment and release of components and for the grant of an attestation of conformity, such as a Mark or Certificate, to components, materials or part finished components whi
22、ch are made, inspected, released and delivered in accordance with the System. 11) the auditing and validation of component management plans according to e.g. IEC 62239, Electronic component management plans. -,-,- QC 001001 ? IEC: 2002-6- +,?(?-? +.?The national organization established to co-ordina
23、te the activity for the quality assessment of electronic components, materials and processes in a participating country in the System shall be the National Committee of the IEC or a body recognized by the National Committee of the IEC. It shall, in principle, have the following functions to be fulfi
24、lled: +.?.?For all participating countries a)the management of the operation of the system at the national level and the responsibility for the national representation of its country in the System. These functions shall be performed by an NAI authorized by responsible national organizations (governm
25、ent, trade associations, standards organizations, etc.); b)the preparation and issue of national standards and other documents associated with the System. This function may be performed by a National Standards Organization (NSO). +.?.?and additionally, for certifying countries a)the full responsibil
26、ity for certification nationally under the System. This function shall be performed by one or more CBs as designated in the national rules; b)the surveillance of all procedures for quality assessment necessary for the System and for the supervision of the attestation of conformity. These functions s
27、hall be performed in its country by one or more SIs which may also assume, under the conditions specified in the Rules of Procedure, similar responsibilities of the application of the System to materials, processes and to components partially or wholly manufactured in countries not having an SI; c)t
28、he responsibility for calibration. This function may be performed by one or more recognized calibration services, which may be in other participating countries, to which the SIs and testing laboratories shall refer for the periodic verification of their measurement standards by comparison with refer
29、ence standards having a known relationship to national or international standards. +.?.“The organizations performing the functions described in 6.1.1 and 6.1.2 may operate individually or jointly, provided that they comply with the requirements of the relevant ISO/IEC Guides or International Standar
30、ds and that there is no conflict of interest or loss of impartiality in the performance of these functions. +.?A CB, upon the recommendation of an SI, shall have the authority to declare that the quality systems of manufacturers, distributors, specialist contractors and independent testing laborator
31、ies have been assessed, for the purpose of the System, and it has been shown that they comply with the requirements of the Rules of Procedure of the IECQ as well as with the ISO 9000 series or ISO/IEC 17025 as appropriate (see 13.2). NOTE Demonstration of compliance with the ISO 9000 series or ISO/I
32、EC 17025 does not necessarily ensure compliance with all the relevant requirements of the IECQ with regards to approval of manufacturers, distributors and specialist contractors and to accreditation of independent testing laboratories. Manufacturers, distributors, specialist contractors and independ
33、ent testing laboratories shall also demonstrate that they fulfil the quality assessment requirements of IECQ relating to the components and processes covered. +.“In countries where there is no IEC National Committee or where the National Committee wishes neither to assume the function of an NAI nor
34、to recognize another body as an NAI, the Rules of Procedure shall define the procedure to be followed. +.%The functions described above shall be carried out in accordance with the national rules which shall implement the Rules of the System, and may be carried out by already existing bodies, or bodi
35、es especially set up for the purpose of the System. The national rules of the different countries shall be easily comparable and ensure the uniform application of the Rules of the System. QC 001001 ? IEC: 2002-7- /?(?-? /.?The overall responsibility for the functioning of the System is vested in the
36、 CMC, which is a committee of the IEC and operates under the authority of the CAB. /.?The composition of the CMC is as follows: a)a delegation from each participating country consisting of not more than two delegates appointed by its NAI; b)a Chairman; c)a Vice-Chairman; d)a Treasurer; e)a represent
37、ative appointed by the ICC; f)the General Secretary of the IEC; g)a Secretary; h)past Chairmen, as may be decided by the CMC. /.“The CMC may establish working groups, with clearly defined terms of reference, to advise it on matters related to the management of the System. /.%The CMC shall establish
38、an ICC and shall clearly define its composition and terms of reference. The ICC shall be responsible for supervising the uniform application of the Rules of Procedure concerning quality assessment. The relationship between the CMC and the ICC is governed by the Rules of Procedure. 0?$?$? 0.?The Chai
39、rman is appointed for a period of three years by the CAB, on a nomination by the CMC, with the possibility of re-appointment for one further period of three years. Further re-appointments for three years are permitted, but only if there are no other nominations. During his term of office, the Chairm
40、an shall not act as a national delegate to the CMC. 0.?The Vice-Chairman is appointed for a period of three years by the CAB, on a nomination by the CMC, with the possibility of re-appointment for one further period of three years. Further re- appointments for three years are permitted, but only if
41、there are no other nominations. The Vice- Chairman may at the same time be a national delegate to the CMC, except when he takes the chair at a meeting. 0.“The Treasurer is appointed for a period of three years by the CAB, on a nomination by the CMC, with the possibility of re-appointment for one fur
42、ther period of three years. Further re-appointments for three years are permitted, but only if there are no other nominations. The Treasurer may at the same time be a national delegate to the CMC. 0.%?The Chairman, Vice-Chairman, or Treasurer may continue to serve until a successor has been appointe
43、d by the CAB. 0.)The Secretariat shall be located at the Central Office of the IEC or in a participating country. In the second case, the CMC shall decide on the degree of administrative support that should be provided by the Central Office. 0.+The Secretary is appointed for a period of five years b
44、y the CAB, on nomination by the CMC. He is eligible for re-appointment without restriction. The Secretary shall not act as a national delegate to the CMC. -,-,- QC 001001 ? IEC: 2002-8- 0./The Secretary shall be responsible for the execution of those duties prescribed in these Basic Rules and in the
45、 Rules of Procedure. The Secretary shall carry out the instructions of the CMC and of its Chairman. 1?2?$ The CMC shall submit an annual report to the CAB. ?3?4? ?3.? Any organization desiring to participate in the System shall submit an application to the Secretary, accompanied by a National Statem
46、ent of Surveillance Arrangements (NSSA). The NSSA shall consist of two parts, the first of which relates to the national administration. The second, where appropriate, shall consist of a series of Annexes prepared in accordance with the Rules of Procedure by SIs recognized by the NAI to operate in t
47、he country, giving descriptions of their resources. ?3.?.?In the first part the applicant shall make the following declarations: a)that it wishes to be recognized as an NAI; b)that it agrees to implement the Rules of the System and to publish documents which are necessary nationally; c)that it agrees to recognize without discrimination all approvals, accreditations and validations granted in accordance with the System by other participants; d)that it agrees to meet the financial obligations of clause 16; The first
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